Partner
Shinji Mizuno
- Admitted: 2000
- Daini Tokyo Bar Association
◆ Practice Areas
- Crisis Management
- PFI / PPP
- Securities
- Structured Finance
- Project Finance
- Asset-backed Finance
- Mergers and Acquisitions
- Intellectual Property Business
◆ Education
1995 | Graduated University of Nagoya, School of Law |
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1998 | Passed the National Bar Exam |
◆ Experience
2000 thru 2004 | Mitsui, Yasuda, Wani & Maeda, Tokyo, Japan |
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2004 to date | Hibiya Park Law Offices |
2009 to date | Outside Statutory Auditor of Showa Leasing Co., Ltd. |
2011 thru 2013 | Special Dispatched Direct Recruitment Member for “The Project of Collecting and Bringing Home the Remains of Japanese Soldiers on Iwo Jima” of Ministry of Health, Labor and Welfare |
2016 thru 2017 | Legal Adviser to Nishio City Council |
2017 thru 2020 | Legal Adviser to Komoro City for Disaster Countermeasures and Recurrence Prevention |
2017 thru 2018 | Member of “Study Group to Discuss an Ideal Electricity Futures Market” of Ministry of Economy, Trade and Industry |
2018 thru 2022 | Member of “Council for the Selection of Companies for Maintenance etc. of Sewage Sludge Incineration Facilities in Nagoya City” of Nagoya City Waterworks & Sewerage Bureau |
2020 to date | Legal Adviser to Kure City for Clean Center Kure Fire Accident |
2023 to date | Outside Director of Sophia Holdings Co., Ltd. |
◆ (Japanese) 委員・社外役員等
(Japanese)
- 昭和リース㈱社外監査役(2009年~)
- 厚生労働省「平成23年~25年度硫黄島日本兵遺骨帰還事業」特別派遣直接公募員(2011年~2013年)
- 西尾市議会 議会法務アドバイザー(2016年8月~2017年3月)
- 小諸市 災害対策・再発防止 法務アドバイザー(2017年3月~2020年6月)
- 経済産業省「電力先物市場の在り方に関する検討会」委員(2017年12月~2018年3月)
- 名古屋市上下水道局「名古屋市下水汚泥焼却施設整備等事業者選定審議会」委員(2018年12月~2022年11月)
- 呉市 クリーンセンターくれ火災事故 法務アドバイザー(2020年9月~)
- ㈱ソフィアホールディングス社外取締役(2023年6月~)
◆ Writings
- “Practice of Preparation for Shareholders’ Meeting for Year 2024 and Anticipated Questions and Planed Answers”
Published by Chuo-Keizaisha (2024) (Co-author) - “Everything of Effective Management of Subsidiaries”
Published by Shojihomu (2018) (Co-author) - “Specialized Suit Lecture Series No.7, Corporate Litigation, Lawsuits/Non-contentious Cases/ Provisional Disposition Cases”
Published by Minjiho-Kenkyukai (2013) (Co-author) - “Feature Article: M&A Strategy to Aim for Becoming the Top in the Industry – Minority Shareholders for Successful MBO and Measures Taken Against Dispute Risks”
Published by Chuokeizai-sha (Business Homu Vol. 11 No. 6, 2011) - “The Effect of a Judgment Invalidating Purchase and Sale Agreements of Risky Financial Instruments on the Grounds of Mistakes”
Published by Economic Legal Research Institute (Legal Affairs of Banks 21 No. 729, 2011) - “Everything on Going Private”
Published by Shojihomu (2010) (Co-author) - “Legal Affairs of Banks 21 Introductory Articles of Court Cases Concerning Financial Businesses”
Published by Economic Legal Research Institute (September 2005 to date) - “New Corporate Law Q&A”
Published by Seibunsha (2005) (Co-author) - “Security Measures under Private Information Protection Law”
Published by Kinzai Institute for Financial Affairs, Inc. (Kinyu Homu Jijo No. 1734, 2005) (Co-author) - “Methods of Business Reorganization and Functions of Banks”
Published by Regional Banks Association of Japan (2003) (Co-author)
◆ Seminars/Lectures
- The Practice of Group Company Management by a Parent Company – How to Establish Rules of Management and Business Management Agreements – (Shojihomu Seminar)
- Perfectly Corresponding to the Group Guidelines: The Practice of Group Company Management by the Parent Company – How to Establish and Amend the Rules of Management and Business Management Agreements in Light of the Group Guidelines (METI’s Practical Guidelines) – (Shojihomu Seminar)
- Points of Focus When Group Company Management is Updated by a Parent Company: Entering the Third Year After Publicly Announcing the Group Guidelines – (Shojihomu Seminar)
- Practice of Affiliated Company Management by a Parent Company – Issues to be Addressed 3 Years After Publication of Corporate Governance System Guidelines (METI Practical Guidelines), Where and How to Review Rules and Contract to Manage Group Business – (Shojihomu Seminar)
- Legal Issues and their Solutions in the Process of Introducing the “Designated Administrator System”: Introduction of Market Principles and Conflicts of Administrative Law – (JKC Seminar)
- Enforcing the “Companies Act” and its Practical Impact on Managing and Operating PFI Businesses: Impact on Establishing and Managing SPCs, and their Business Operation – (JKC Seminar)
- Internal Control Systems: What Needs to be Done in Anticipation of Initiatives and Disclosure After a Board of Directors’ Resolution – (JKC Seminar)
- The Growing Number of Judicial Precedents and their Impact on Business Practices: Current State and Challenges of Anti-Takeover Measures – Types of Anti-Takeover Measures Based on Actual Cases and Problems in Actual Business Practice – (JKC Seminar)
- All About Going Private: Secret Strategies for Success! A Practical Guide that will Lead to Success! – (Corporate Management Forums Seminar)
- New Companies Act: Impact on Establishing and Managing SPCs for PFI, and their Business Operation – (Chubu PFI Society Seminar)
◆ Representative Engagements
Special Committee
2011 | Chairman of “Third Party Committee for Takeover Bid”of Promise Co., Ltd. |
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2012 | Member of “Investigation Committee for Wrongful Act of an Auditor”of Daiya Tsusho Co., Ltd. |
2012 | Member of “Third Party Committee for Wrongful Act of an Auditor”of Daiya Tsusho Co., Ltd. |
2013 | Member of “Third Party Committee for Takeover Bid” of ACE KOEKI Co., Ltd. |
2014 | Member of “Third Party Committee for Inappropriate Account Processing” of Japan Asset Marketing Co., Ltd |
2014 | Chairman of “Third Party Committee for Management Buyout Transaction” of Roland Corporation |
2016 | Chairman of “Third Party Committee for Management Integration with C.I. Kasei CO., LTD.” of TAKIRON Corporation (Currently Known as C.I. TAKIRON Corporation) |
2017 | Chairman of “Third Party Committee for Share Exchange with SHIMADAYA CORPORATION” of MELCO HOLDINGS INC. |
2017 | Chairman of “Investigation Committee Regarding Related Party Transaction for Transfer of Fixed Assets to Sanyo Co., Ltd. or its Subsidiaries” of TOHTO SUISAN CO., LTD. |
2018 | Chairman of “Third Party Committee for Management Buyout Transaction” of ND Software Co., Ltd. |
2022 | Chairman of “Investigation Committee for Wrongful Act of Its Consolidated Subsidiary” of Sophia Holdings Co., Ltd. |
2023 | Chairman of “Special Investigation Committee Regarding Misappropriation of Expenses by an Executive Officer” of Tamron Co., Ltd. |
◆ PFI/PPP and Other Public Projects Supported
(The below projects are limited to those where he was in the role of a public advisor. There are many occasions outside of each of the projects below where he advised businesses and financial institutions.)
- Kinuura-Tobu Regional Sewerage Project
Sewer Sludge to Fuel Production Facility, Ancillary Machinery, and Equipment Installation - Arakawa-ugan (Right Bank) Regional Sewerage Treatment Plant Sludge to Solid Fuel Production Facility Maintenance, Management, and Operation Outsourcing (provisional name)
- Shizuoka City Nakajima Water Treatment Center Sludge to Fuel Production Facility Construction Project
- Kitakyushu City Sewer Sludge to Fuel Production Project
- Wakkanai City Waste Material Final Disposal Site Development and Operation Project
- Kitakyushu City Municipal Shiei Junior-high School Development PFI Project
- Saka District Police Employee Lodging Facilities etc. Development Project
- Midorigaoka Police Employee Housing (provisional name) Construction and Rental/Management Project
- (Provisional) Upper Portion of Arakawa River and Ichinogawa River Basin Sewerage Plants Overall Outsourcing of Maintenance and Management
- Fukui Prefectural Hospital Parking Garage Development etc. and Operation Project
- Fujimi City Municipal Tsurusedai Elementary School, Fujimi City Library Tsuruse Nishi Branch, and Tsurusedai After School Children’s Club Development, Maintenance, Management, and Operation project
- Seki Station Surrounding Area Development Project
- Toyohashi City Public Health Center and Community Medical Center (provisional name) etc. Development and Operation Project
- Toyooka General Health Zone Development and Operation Project
- Yamagata City School Lunch Center Development and Operation Project
- Suzuka City Recycling Center for Noncombustible Waste Second Phase Project
- Kamaishi City (provisional name) Iwate South Coast Regional Waste Treatment Facility Development and Operation Project
- Yokohama City Seya Ward Office and Futatsubashi Park Development Project
- Toyohashi City North School Lunch Center Development and Operation Project
- Kurobe City Sewerage Treatment Plant Facility for Utilizing Biomass Energy Development and Operation Project
- Bekki Hayami Regional Municipal Association Fujigatani Disposal Center Renewal Project
- Toyota City Eastern School Lunch Center Reconstruction, Development, and Operation Project
- Saitama City New Clean Center Development Project
- (Provisional name) Gotemba City – Oyama Town Regional Administrative Association Waste Incineration Facility Development and Operation Project
- Anan City Waste Treatment Facility Development and Operation Project
- Tachikawa City New School Lunch Center (provisional name) Development and Operation Project
- Nagaoka City Organic Waste to Biogas Production Project
- Kure Waste Material Final Disposal Site Development etc. Project
- Niigata Prefecture Human and Animal Bonding Facility (provisional name) Development Project
- Nishi-Akigawa Sanitation Association Waste Treatment Facility Development and Operation Project
- Ichinomiya City Recycling Center Development and Operation Project
- Ichinomiya City Ichinomiya Funeral Hall Development and Operation Project
- Osaka City Hirano Sewage Treatment Plant Sludge to Solid Fuel Production Project
- Choshi City School Lunch Center Development and Operation Project
- Aomori City Elementary School Lunch Center etc. Development and Operation Project
- Okayama City Seibu Recycle Plaza Development and Operation Project
- Murakami City New Waste Treatment Center Development and Operation Project
- Kyoto City Kamigyo Ward Office Development etc. Project
- Tsuyama Sphere Clean Center Facility Construction and Operation Project
- Iwate Prefecture Shiwa Town New Office Development Project
- Satsumasendai City Sludge Reuse and Treatment Center Facility Development and Operation Project
- Seikai City Energy Recovery Facility Development and Operation Project
- (Provisional name) Fujimino-Miyoshi Environment Center Development and Operation Project
- Komoro City New Waste Incineration Facility Construction and Operation Project
- Kurume City Northern Waste Treatment Facility Development and Operation Project
- Yokote City Clean Plaza Yokote Development and Operation Project
- Kurashiki City Mizushima Waste Incineration Plant Key Facilities Upgrading, Development and Operation Project
- Okazaki City Crematory Development and Operation Project
- Hokutan Waste Treatment Facility Development and Operation Project
- JMSDF Kure Museum Construction, Maintenance, Management and Operation Project
- (Provisional name) Sennan Clean Center Development and Operation Project
- Ota Ward Izu Kogen Nature Study Center Reconstruction and Operation etc. Project
- Niigata Academy Reconstruction and Development Project
- Imabari City New Waste Management Facility Development and Operation Project
- Koshu Area Waste Treatment Facility Development Project
- Oyama Regional Health and Hygiene Association Organic Waste Recycling Facility etc. Development and Operation Project
- Aichi Prefecture Toyogawa Sewerage Treatment Plant Sludge Treatment Facilities etc. Development and Operation Project
- (Provisional name) Gotemba City – Oyama Town Regional Administrative Association Waste Recycling Facility (Recycling Center) Development and Operation Project
- Date Rekishi no Mori Food Education Center Development and Operation Project
- Kamisu Chuo Koen Bosai Arena (provisional name) Development and Operation Project
- (Provisional Name) Kawagoe City New School Lunch Center Development and Operation Project
- Higashi Asahikawa School Lunch Center Reconstruction Project
- Suzuka City Clean Center Refurbishment Measures Project
- Tomi City Organic Waste Recycling Facility Equipment Operation Project
- Shikokuchuo City Nakatai Water Treatment Plant etc. Renewal, Development and Operation Project
- Tatebayashi Municipal School Lunch Center Development and Operation Project
- Asakawa River Environment Association New Combustible Waste Treatment Plant Facility Development and Operation Project
- Sorami Sludge Recycle Center Sewage Sludge Fuel Production Project
- (Provisional) New Fujimi Municipal Heated Pool Development and Operation Project
- Otsu City Waste Treatment Facility Development, Operation Management Project
- Satsumasendai City Sendai Clean Center Key Facilities Upgrade Project
- Kamoeisei Sanitation Facilities Cooperative New Crematory Development and Operation Project
- (Provisional name) Fukuroi City General Gymnasium Development and Operation Project
- Tochigi Prefecture Bato Waste Material Final Disposal Site Development and Operation Project (provisional name)
- Kuwana Regional Waste Incineration Works Association Waste Management Facility Development and Operation Project
- Funabashi City Construction Office Sewerage Department Nishiura Sewage Treatment Plant Digestive Gas Power Generation Project
- Kagoshima City New Southern Incineration Plant (waste incineration facility/biogas facility) Development and Operation Project
- (Provisional name) Hatoyama New Waste Incineration Facility Development and Operation Project
- Chita-nambu Region Environmental Association Waste Treatment Facility Development and Operation Management Project
- Suminoe Plant Renewal and Operation Project
- Shunan City Municipal (provisional name) Western Region School Lunch Center Development and Operation Project
- New Oigawa Environmental Management Center Development and Operation Project
- New Fujieda Environmental Management Center Development and Operation Project
- Kashiba–Oji Environmental Facilities Association Waste Treatment Facility Development and Operation Project
- Osaka City Ebie Sewage Plant Reconstruction and Renewal PFI Project
- Takamatsu City Southern Clean Center Next Phase Operation Management Project
- Beppu City Kamegawa Region Municipal Housing Consolidation and Rebuilding Project
- (Provisional name) Oyama City Municipal Gymnasium Development and Operation Project
- Nishinomiya Central Sports Park and Central Gymnasium/Athletic Track etc. Redevelopment Project
- Nagaoka City Nakanoshima New Waste Treatment Facility (provisional name) Development Project
- Kohoku Regional Administration Center New Crematory Development and Operation Project
- Yamagata Commercial High School Buildings etc. Reconstruction Project
- (Provisional name) Kurashiki City Youth Center for Natural Studies Facility Development and Operation Project
- Misawa City Waste Incineration Facility Development and Operation Project
- Kisarazu City New Crematory Development and Operation Project
- Hamamatsu City New Incineration Plant and New Crushing Treatment Center Facility Development Project
- Takase Sewage Treatment Plant Digestive Gas Power Generation Project
- Kids’ Amusement Facility for Southern Yamagata City Development Project
- (Provisional name) Amagasaki City Municipal School Lunch Center Development and Operation Project
- Nagahama City Municipal Housing Kitashin Housing Complex Rebuilding and Development Project
- Fujimino City Cultural Facility Development Project
- (Provisional name) Morioka School Lunch Center Development and Operation Project
- Atsugi City Fureai Plaza Redevelopment Project
- Tochigi City New Crematory Development and Operation Project
- Kurashiki City Central Crematory Facility Development Project
- Hakodate City Hinode Incineration Plant Development and Operation Management Project
- JMSDF Kure Museum Maintenance, Management and Operation Project
- Izumo City New Gymnasium Development and Operation Project
- Toso Region Final Disposal Site Operation Management Outsourcing
- Beppu City New School Lunch Center Development Project
- Fukui City New School Lunch Center Development and Operation Project
- Shunan Region Sanitation Facility Association New Crematory Development and Operation Project
- Takarazuka City New Waste Treatment Facility etc. Development and Operation Project
- (Provisional name) Ozai Higashi Elementary School Facility Development Project
- Suzuka City Cultural Hall Large-Scale Refurbishment Project
- Chiba City Nanbu Sewage Treatment Plant Sewage Sludge to Solid Fuel Production Project
- Sorami Sludge Recycle Center Phase II Project (Sewage Sludge Incineration Facility Development etc. Project)
- Setouchi City (provisional name) New Crematory Development Project
- Oita City Sewage Sludge Fuel Production Project
- Kohoku Regional Administration Center New Waste Treatment Facility Development and Operation Project
- Nishikaizuka Environment Center Key Facility Upgrading, Development, and Operation Project
- Kaiseizan Region Gymnasium Development and Operation Project
- Chiba City Shimoda Final Disposal Site Leachate Treatment Plant Reconstruction and Operation Project
- Kadoma City Clean Center Waste Incineration Facility Key Plant Upgrading and Comprehensive Operation Project
- (Provisional name) New Okayama School Lunch Center Development and Operation Project
- (Provisional name) Amagasaki City Motorboat Racecourse Reconstruction Project
- Uruma City New Ishikawa School Lunch Center Development and Operation Project
- Eniwa City Municipal Housing Keio Housing Complex PFI Construction Project
- Fuchu City Recycling Plaza Operation and Management Project
Multiple others